Kwok, Ka On 郭家安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-24 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-24 | 2010-05-10 | RO | Dealing in securities | 2010-05-10 | Rep | Advising on securities | 2016-05-04 | RO | Automated trading services | 2021-11-10 |
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