Kwok, Kin Pong (SFC:APC264) 郭健邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2008-09-17 | 2022-04-01 | Rep | Dealing in futures contracts | 2008-09-17 | 2022-04-01 |
2 | CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2013-09-30 | 2019-11-13 | RO | Asset management | 2019-11-13 | 2022-04-01 |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-18 | 2022-04-01 | Rep | Asset management | 2008-09-17 | 2019-11-13 | Rep | Advising on securities | 2008-09-17 | 2022-04-01 | RO | Asset management | 2019-11-13 | 2022-04-01 |
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