Kwok, Sau Kwan 郭秀君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-08-08 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2003-08-08 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2003-08-08 | |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-06-02 | 2016-11-19 | KINGSTON FUTURES LIMITED | Rep | 2019-12-04 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-08-08 | EWARTON SECURITIES LIMITED | Rep | 2003-10-22 | 2003-11-14 | CHIEF SECURITIES LIMITED | Rep | 2003-11-22 | 2016-11-19 | Stellar Securities Limited | Rep | 2018-05-11 | 2018-09-26 | TAI TAK SECURITIES (ASIA) LIMITED | Rep | 2018-10-19 | 2019-07-31 | KINGSTON SECURITIES LIMITED | Rep | 2019-09-17 |
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