Lee, Ka Ho (SFC:ATO877) 李家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-30 | 2012-06-15 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-21 | 2012-06-15 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-10 | 2023-08-28 | Rep | Dealing in securities | 2021-08-10 | 2023-08-28 |
| 4 | HEUNGKONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-01-13 | 2020-07-17 |
| 5 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2024-05-20 | 2024-09-04 |
| 6 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2015-09-10 | 2019-12-20 |
| 7 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2020-01-29 | 2020-07-17 |
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