Lee, Wai Chung (SFC:APV528) 李偉忠

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2011-08-03 2014-03-15
2 CHIEF SECURITIES LIMITED Rep Dealing in securities 2011-08-03 2014-03-15
3 China Enterprise Securities Company Limited RO Advising on futures contracts 2024-05-23
RO Advising on securities 2024-05-23
RO Dealing in futures contracts 2024-05-23
RO Dealing in securities 2024-05-23
4 Fiduciary Securities Limited RO Advising on securities 2022-05-13 2023-02-10
RO Dealing in securities 2022-05-13 2023-02-10
5 LERTHAI Securities (Hong Kong) Limited Rep Dealing in futures contracts 2017-07-21 2017-08-15
Rep Dealing in securities 2017-07-21 2017-08-15
RO Dealing in futures contracts 2017-08-15 2018-03-02
RO Dealing in securities 2017-08-15 2018-03-02
6 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-10-18 2011-07-16
Rep Advising on futures contracts 2009-03-10 2010-06-17
Rep Dealing in futures contracts 2014-07-25 2017-07-15
7 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-10-18 2011-07-16
Rep Advising on securities 2010-06-30 2011-06-30
Rep Dealing in securities 2014-07-25 2017-07-15
8 SDG Futures (HK) Limited RO Dealing in futures contracts 2018-08-16 2019-10-29
9 SDG Securities (HK) Limited RO Dealing in securities 2018-08-16 2021-10-03
RO Advising on futures contracts 2020-01-17 2021-10-03
RO Dealing in futures contracts 2020-01-17 2021-10-03
RO Advising on securities 2020-05-22 2021-10-03

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