Lee, Wai Chung (SFC:APV528) 李偉忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-03 | 2014-03-15 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-03 | 2014-03-15 |
| 3 | Fiduciary Securities Limited | RO | Advising on securities | 2022-05-13 | 2023-02-10 | RO | Dealing in securities | 2022-05-13 | 2023-02-10 |
| 4 | LERTHAI Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-07-21 | 2017-08-15 | Rep | Dealing in securities | 2017-07-21 | 2017-08-15 | RO | Dealing in futures contracts | 2017-08-15 | 2018-03-02 | RO | Dealing in securities | 2017-08-15 | 2018-03-02 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-18 | 2011-07-16 | Rep | Advising on futures contracts | 2009-03-10 | 2010-06-17 | Rep | Dealing in futures contracts | 2014-07-25 | 2017-07-15 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-18 | 2011-07-16 | Rep | Advising on securities | 2010-06-30 | 2011-06-30 | Rep | Dealing in securities | 2014-07-25 | 2017-07-15 |
| 7 | SDG Futures (HK) Limited | RO | Dealing in futures contracts | 2018-08-16 | 2019-10-29 |
| 8 | SDG Securities (HK) Limited | RO | Dealing in securities | 2018-08-16 | 2021-10-03 | RO | Advising on futures contracts | 2020-01-17 | 2021-10-03 | RO | Dealing in futures contracts | 2020-01-17 | 2021-10-03 | RO | Advising on securities | 2020-05-22 | 2021-10-03 |
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