Lu, Zhuohui (SFC:AHU589) 盧卓輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-03-14 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2005-03-14 | |
| 4 | CHIEF SECURITIES LIMITED | Rep | Asset management | 2015-07-21 | |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-21 | |
| 6 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-12-30 | 2015-07-21 |
| 7 | ABCI Securities Company Limited | Rep | Dealing in securities | 2015-08-14 | 2018-10-16 |
| 8 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-11 | 2020-04-16 |
| 9 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-01-24 | 2020-04-16 |
| 10 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2020-04-16 | |
| 11 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2020-04-16 |
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