Ng, Kwok Kuen (SFC:ABM053) 吳國權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-01-05 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-29 | |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-01-13 | 2005-12-31 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-10 | 2003-12-05 |
| 5 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-04 | Rep | Asset management | 2003-07-04 | Rep | Dealing in futures contracts | 2003-07-04 |
| 6 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2003-12-18 | 2005-01-05 |
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