Shek, Wing Kit (SFC:ANR257) 石泳傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2016-12-29 | 2017-02-13 | Rep | Dealing in securities | 2016-12-29 | 2017-02-13 | RO | Advising on securities | 2017-02-13 | 2017-07-04 | RO | Dealing in securities | 2017-02-13 | 2017-07-04 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-24 | 2016-12-19 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-13 | 2016-12-19 | Rep | Advising on securities | 2016-04-29 | 2016-12-19 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-07-21 | 2007-11-10 |
| 5 | Qogir (Hong Kong) Limited | RO | Advising on securities | 2021-06-11 | 2022-01-16 | RO | Asset management | 2021-06-11 | 2022-01-16 | RO | Dealing in securities | 2021-06-11 | 2022-01-16 |
| 6 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2020-08-03 | 2020-10-19 |
| 7 | Sprout Asset Management (Asia) Limited | RO | Advising on securities | 2022-08-31 | RO | Asset management | 2022-08-31 | RO | Dealing in securities | 2022-08-31 |
| 8 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2017-08-22 | 2017-10-16 | Rep | Dealing in securities | 2017-08-22 | 2017-10-16 | Rep | Asset management | 2017-08-22 | 2019-05-30 | RO | Advising on securities | 2017-10-16 | 2020-04-30 | RO | Dealing in securities | 2017-10-16 | 2020-04-30 | RO | Asset management | 2019-05-30 | 2020-04-30 |
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