Tang, Wai Fung (SFC:ATN569) 鄧偉鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | Rep | Dealing in futures contracts | 2020-06-29 | 2020-08-17 | Rep | Dealing in securities | 2020-06-29 | 2020-08-17 | RO | Dealing in futures contracts | 2020-08-17 | 2021-01-14 | RO | Dealing in securities | 2020-08-17 | 2021-01-14 | RO | Advising on securities | 2020-10-22 | 2021-01-14 | RO | Asset management | 2020-10-22 | 2021-01-14 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2014-06-12 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-17 | 2014-06-12 | Rep | Advising on securities | 2013-06-13 | 2014-06-12 |
| 4 | Conrad Investment Services Limited | RO | Dealing in securities | 2017-05-18 | 2018-04-30 | RO | Dealing in futures contracts | 2018-01-30 | 2018-04-30 |
| 5 | HK KEYSTONE CAPITAL LIMITED | Rep | Advising on securities | 2023-04-28 | 2023-05-11 | Rep | Asset management | 2023-04-28 | 2023-05-11 | RO | Advising on securities | 2023-05-11 | RO | Asset management | 2023-05-11 |
| 6 | Magpie Securities Limited (HK) | Rep | Dealing in securities | 2018-05-02 | 2018-05-30 | RO | Advising on securities | 2018-05-30 | 2020-05-31 | RO | Asset management | 2018-05-30 | 2020-05-31 | RO | Dealing in securities | 2018-05-30 | 2020-05-31 | RO | Dealing in futures contracts | 2019-06-21 | 2020-05-31 | Rep | Advising on securities | 2021-01-15 | 2021-01-18 | Rep | Asset management | 2021-01-15 | 2021-01-18 | Rep | Dealing in futures contracts | 2021-01-15 | 2021-01-18 | Rep | Dealing in securities | 2021-01-15 | 2021-01-18 | RO | Advising on securities | 2021-01-18 | 2022-12-23 | RO | Asset management | 2021-01-18 | 2022-12-23 | RO | Dealing in futures contracts | 2021-01-18 | 2022-12-23 | RO | Dealing in securities | 2021-01-18 | 2022-12-23 |
| 7 | Oshidori Securities Limited | Rep | Advising on securities | 2016-02-23 | 2016-03-02 | Rep | Dealing in securities | 2016-02-23 | 2016-03-02 | Rep | Asset management | 2016-02-23 | 2016-06-30 | RO | Advising on securities | 2016-03-02 | 2016-06-30 | RO | Dealing in securities | 2016-03-02 | 2016-06-30 |
| 8 | Partners Asset Management (HK) Limited | Rep | Advising on securities | 2014-07-10 | 2016-02-01 | Rep | Asset management | 2014-09-22 | 2016-02-01 |
| 9 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-10 | 2015-04-10 | RO | Dealing in securities | 2015-04-10 | 2016-02-01 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-11 | 2010-06-06 | Rep | Advising on futures contracts | 2010-03-04 | 2010-06-06 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-11 | 2010-06-06 | Rep | Advising on securities | 2009-12-02 | 2010-06-06 |
| 12 | SORRENTO SECURITIES LIMITED | RO | Dealing in securities | 2016-07-13 | 2017-03-24 |
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