Tang, Wai Fung (SFC:ATN569) 鄧偉鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HK KEYSTONE CAPITAL LIMITED | RO | Advising on securities | 2023-05-11 | |
| 2 | HK KEYSTONE CAPITAL LIMITED | RO | Asset management | 2023-05-11 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-08-11 | 2010-06-06 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-11 | 2010-06-06 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-02 | 2010-06-06 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2010-03-04 | 2010-06-06 |
| 7 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2014-06-12 |
| 8 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-17 | 2014-06-12 |
| 9 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2013-06-13 | 2014-06-12 |
| 10 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-10 | 2015-04-10 |
| 11 | Partners Asset Management (HK) Limited | Rep | Advising on securities | 2014-07-10 | 2016-02-01 |
| 12 | Partners Asset Management (HK) Limited | Rep | Asset management | 2014-09-22 | 2016-02-01 |
| 13 | PARTNERS CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2015-04-10 | 2016-02-01 |
| 14 | Oshidori Securities Limited | Rep | Advising on securities | 2016-02-23 | 2016-03-02 |
| 15 | Oshidori Securities Limited | Rep | Dealing in securities | 2016-02-23 | 2016-03-02 |
| 16 | Oshidori Securities Limited | Rep | Asset management | 2016-02-23 | 2016-06-30 |
| 17 | Oshidori Securities Limited | RO | Advising on securities | 2016-03-02 | 2016-06-30 |
| 18 | Oshidori Securities Limited | RO | Dealing in securities | 2016-03-02 | 2016-06-30 |
| 19 | SORRENTO SECURITIES LIMITED | RO | Dealing in securities | 2016-07-13 | 2017-03-24 |
| 20 | Conrad Investment Services Limited | RO | Dealing in securities | 2017-05-18 | 2018-04-30 |
| 21 | Conrad Investment Services Limited | RO | Dealing in futures contracts | 2018-01-30 | 2018-04-30 |
| 22 | Magpie Securities Limited (HK) | Rep | Dealing in securities | 2018-05-02 | 2018-05-30 |
| 23 | Magpie Securities Limited (HK) | RO | Advising on securities | 2018-05-30 | 2020-05-31 |
| 24 | Magpie Securities Limited (HK) | RO | Asset management | 2018-05-30 | 2020-05-31 |
| 25 | Magpie Securities Limited (HK) | RO | Dealing in securities | 2018-05-30 | 2020-05-31 |
| 26 | Magpie Securities Limited (HK) | RO | Dealing in futures contracts | 2019-06-21 | 2020-05-31 |
| 27 | Aden Financial Group Limited | Rep | Dealing in futures contracts | 2020-06-29 | 2020-08-17 |
| 28 | Aden Financial Group Limited | Rep | Dealing in securities | 2020-06-29 | 2020-08-17 |
| 29 | Aden Financial Group Limited | RO | Dealing in futures contracts | 2020-08-17 | 2021-01-14 |
| 30 | Aden Financial Group Limited | RO | Dealing in securities | 2020-08-17 | 2021-01-14 |
| 31 | Aden Financial Group Limited | RO | Advising on securities | 2020-10-22 | 2021-01-14 |
| 32 | Aden Financial Group Limited | RO | Asset management | 2020-10-22 | 2021-01-14 |
| 33 | Magpie Securities Limited (HK) | Rep | Advising on securities | 2021-01-15 | 2021-01-18 |
| 34 | Magpie Securities Limited (HK) | Rep | Asset management | 2021-01-15 | 2021-01-18 |
| 35 | Magpie Securities Limited (HK) | Rep | Dealing in futures contracts | 2021-01-15 | 2021-01-18 |
| 36 | Magpie Securities Limited (HK) | Rep | Dealing in securities | 2021-01-15 | 2021-01-18 |
| 37 | Magpie Securities Limited (HK) | RO | Advising on securities | 2021-01-18 | 2022-12-23 |
| 38 | Magpie Securities Limited (HK) | RO | Asset management | 2021-01-18 | 2022-12-23 |
| 39 | Magpie Securities Limited (HK) | RO | Dealing in futures contracts | 2021-01-18 | 2022-12-23 |
| 40 | Magpie Securities Limited (HK) | RO | Dealing in securities | 2021-01-18 | 2022-12-23 |
| 41 | HK KEYSTONE CAPITAL LIMITED | Rep | Advising on securities | 2023-04-28 | 2023-05-11 |
| 42 | HK KEYSTONE CAPITAL LIMITED | Rep | Asset management | 2023-04-28 | 2023-05-11 |
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