Tse, Chi Ho (SFC:APB691) 謝志豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2008-01-23 2012-03-19
2 CHIEF SECURITIES LIMITED Rep Dealing in securities 2007-06-13 2012-03-19
3 HK NOBLE SKY TREASURE SECURITIES LIMITED RO Dealing in futures contracts 2014-07-18 2016-06-16
4 HUAJIN FUTURES (INTERNATIONAL) LIMITED Rep Dealing in futures contracts 2016-07-05 2016-08-26
RO Dealing in futures contracts 2016-08-26 2017-07-09
5 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Rep Dealing in securities 2016-07-05 2016-08-26
RO Dealing in securities 2016-08-26 2017-07-09
6 Safe Gold Securities and Futures Limited RO Dealing in futures contracts 2017-07-31 2018-08-03
RO Dealing in securities 2017-07-31 2018-08-03
7 SINOMAX SECURITIES LIMITED Rep Asset management 2020-06-15
RO Advising on securities 2020-06-15
RO Dealing in securities 2020-06-15
8 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2012-10-24 2014-07-14
9 South China Forex Limited Rep Leveraged foreign exchange trading 2013-02-08 2014-07-14
10 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2012-10-24 2014-07-14
11 TOPPER DRAGON SECURITIES LIMITED Rep Dealing in securities 2018-08-03 2018-08-24
RO Dealing in securities 2018-08-24 2019-06-10

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