Tse, Siu Yuen 謝少淵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2016-04-29 | 2016-10-16 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-24 | 2016-10-16 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-16 | 2016-10-16 |
| 4 | XIN HUA SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-10-18 | 2016-12-18 |
| 5 | Goldhorse Securities Limited | RO | Advising on securities | 2021-10-04 | 2022-09-26 |
| 6 | XIN HUA SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-10-18 | 2016-12-18 |
| 7 | Forwin Futures Group Limited | RO | Dealing in futures contracts | 2017-03-10 | 2017-07-31 |
| 8 | Forwin Securities Group Limited | RO | Dealing in securities | 2017-03-10 | 2017-07-31 |
| 9 | Thunder Stone Securities (Hong Kong) Limited | RO | Dealing in securities | 2018-08-23 | 2019-08-16 |
| 10 | MIGHTY DIVINE SECURITIES LIMITED | RO | Dealing in securities | 2021-03-03 | 2021-04-07 |
| 11 | Goldhorse Securities Limited | RO | Dealing in securities | 2021-10-04 | 2022-09-26 |
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