Wong, Wai San 黃偉新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-09 | 2010-08-11 |
2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-13 | 2016-05-31 |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-13 | 2016-05-31 | Rep | Advising on securities | 2011-12-20 | 2016-05-31 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-05-25 | 2010-08-11 |
5 | Fruit Tree Securities Limited | RO | Advising on securities | 2024-05-30 | RO | Dealing in securities | 2024-05-30 |
6 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2004-05-18 | |
7 | HK NOBLE SKY TREASURE SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-08-31 | 2018-10-16 | RO | Dealing in securities | 2017-08-31 | 2018-10-16 |
8 | HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-10-18 | 2019-11-05 | RO | Advising on securities | 2019-11-05 | 2021-05-28 | RO | Dealing in securities | 2019-11-05 | 2021-05-28 |
9 | LERTHAI Asset Management Limited | RO | Advising on securities | 2017-03-23 | 2017-07-31 |
10 | LERTHAI Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-09-05 | 2016-10-12 | Rep | Dealing in securities | 2016-09-05 | 2016-10-12 | RO | Dealing in futures contracts | 2016-10-12 | 2017-07-31 | RO | Dealing in securities | 2016-10-12 | 2017-07-31 |
11 | Midas Securities Limited | Rep | Dealing in futures contracts | 2018-11-12 | 2019-01-26 | Rep | Dealing in securities | 2018-11-12 | 2019-01-26 | Rep | Advising on securities | 2019-01-16 | 2019-01-26 | Rep | Asset management | 2019-01-16 | 2019-01-26 |
12 | Wealth Management Cube Limited | Rep | Dealing in securities | 2019-03-15 | 2019-04-08 | RO | Dealing in securities | 2019-04-08 | 2019-09-23 |
13 | ZUNDIAO SECURITIES LIMITED | RO | Advising on securities | 2021-06-01 | 2023-09-26 | RO | Dealing in securities | 2021-06-01 | 2023-09-26 |
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