Wong, Wai San 黃偉新

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2008-12-09 2010-08-11
2 CHIEF COMMODITIES LIMITED Rep Dealing in futures contracts 2010-12-13 2016-05-31
3 CHIEF SECURITIES LIMITED Rep Dealing in securities 2010-12-13 2016-05-31
Rep Advising on securities 2011-12-20 2016-05-31
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2004-05-25 2010-08-11
5 GLOBAL INVESTMENT ADVISORS LIMITED Rep Advising on securities 2004-05-18
6 HK NOBLE SKY TREASURE SECURITIES LIMITED RO Dealing in futures contracts 2017-08-31 2018-10-16
RO Dealing in securities 2017-08-31 2018-10-16
7 HOMILY WORLDWIDE SECURITIES COMPANY LIMITED Rep Dealing in securities 2019-10-18 2019-11-05
RO Advising on securities 2019-11-05 2021-05-28
RO Dealing in securities 2019-11-05 2021-05-28
8 LERTHAI Asset Management Limited RO Advising on securities 2017-03-23 2017-07-31
9 LERTHAI Securities (Hong Kong) Limited Rep Dealing in futures contracts 2016-09-05 2016-10-12
Rep Dealing in securities 2016-09-05 2016-10-12
RO Dealing in futures contracts 2016-10-12 2017-07-31
RO Dealing in securities 2016-10-12 2017-07-31
10 Midas Securities Limited Rep Dealing in futures contracts 2018-11-12 2019-01-26
Rep Dealing in securities 2018-11-12 2019-01-26
Rep Advising on securities 2019-01-16 2019-01-26
Rep Asset management 2019-01-16 2019-01-26
11 Wealth Management Cube Limited Rep Dealing in securities 2019-03-15 2019-04-08
RO Dealing in securities 2019-04-08 2019-09-23
12 ZUNDIAO SECURITIES LIMITED RO Advising on securities 2021-06-01 2023-09-26
RO Dealing in securities 2021-06-01 2023-09-26

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