Cheng, Chi Ho (SFC:AOV370) 鄭志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-05-31 | 2016-12-14 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-03 | 2016-12-14 |
| 3 | CVP Securities Limited | Rep | Dealing in futures contracts | 2016-12-28 | 2017-02-02 | Rep | Dealing in securities | 2016-12-28 | 2017-02-02 | RO | Dealing in futures contracts | 2017-02-02 | 2018-03-05 | RO | Dealing in securities | 2017-02-02 | 2018-03-05 |
| 4 | HF Asset Management Limited (HK) | Rep | Asset management | 2018-05-15 | 2018-10-05 |
| 5 | HF Securities and Futures Limited | Rep | Dealing in futures contracts | 2018-03-29 | 2018-05-15 | Rep | Dealing in securities | 2018-03-29 | 2018-05-15 | RO | Dealing in futures contracts | 2018-05-15 | 2018-10-05 | RO | Dealing in securities | 2018-05-15 | 2018-10-05 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-05-18 | 2009-11-21 |
| 7 | Pixiu Asset Management Limited | RO | Advising on securities | 2024-04-15 | RO | Asset management | 2024-04-15 |
| 8 | uSmart Securities Limited | Rep | Advising on securities | 2022-04-01 | 2022-06-17 | Rep | Asset management | 2022-04-01 | 2022-06-17 | Rep | Dealing in securities | 2022-04-01 | 2022-06-17 | RO | Advising on securities | 2022-06-17 | 2024-04-01 | RO | Asset management | 2022-06-17 | 2024-04-01 | RO | Dealing in securities | 2022-06-17 | 2024-04-01 |
| 9 | Yunfeng Asset Management Limited | Rep | Asset management | 2019-01-17 | 2020-06-16 | RO | Asset management | 2020-06-16 | 2022-02-28 |
| 10 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2019-01-17 | 2019-03-01 | Rep | Asset management | 2019-01-17 | 2020-06-16 | Rep | Advising on securities | 2019-01-17 | 2022-02-28 | RO | Dealing in securities | 2019-03-01 | 2022-02-28 | RO | Asset management | 2020-06-16 | 2022-02-28 |
| 11 | Yunfeng Securities Limited | Rep | Dealing in securities | 2019-01-17 | 2019-03-01 | Rep | Advising on securities | 2019-01-17 | 2022-02-11 | RO | Dealing in securities | 2019-03-01 | 2022-02-28 | RO | Advising on securities | 2022-02-11 | 2022-02-28 |
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