Choy, Hoi Yan (SFC:APX164) 蔡凱茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-29 | 2012-06-14 |
| 2 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-29 | 2014-01-23 |
| 3 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2014-06-22 |
| 4 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-01 | 2014-06-22 |
| 5 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2015-04-23 | 2018-05-31 |
| 6 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2018-06-22 | 2023-04-21 |
| 7 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2018-06-22 | 2023-04-21 |
| 8 | Huarong International Securities Limited | Rep | Advising on securities | 2024-03-15 | |
| 9 | Huarong International Securities Limited | Rep | Dealing in securities | 2024-03-15 |
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