Fu, Fai Wong 傅輝煌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-23 | 2014-01-31 | Rep | Advising on securities | 2011-12-20 | 2014-01-31 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2016-08-02 | 2017-09-28 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-08-02 | 2017-09-28 |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-08-02 | 2017-09-28 | Rep | Dealing in securities | 2016-08-02 | 2017-09-28 |
5 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2014-06-19 | 2014-12-12 |
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