Kwan, Ka Man (SFC:AEO500) 關嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-08-31 | |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-17 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-24 | 2014-10-18 |
| 4 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-02 | 2007-01-19 |
| 5 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2004-05-05 | Rep | Asset management | 2004-05-05 | Rep | Automated trading services | 2004-05-05 | Rep | Dealing in securities | 2006-05-30 |
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