Lam, Yi Kwai 林怡葵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ho Fung Shares Investment Company | Rep | Advising on corporate finance | 2003-07-28 | |
| 2 | Ho Fung Shares Investment Company | Rep | Advising on securities | 2003-07-28 | |
| 3 | Ho Fung Shares Investment Company | Rep | Asset management | 2003-07-28 | |
| 4 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2018-05-25 | 2021-07-20 |
| 5 | Ho Fung Shares Investment Company | Rep | Dealing in securities | 2004-01-15 | |
| 6 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-01-15 | 2017-09-09 |
| 7 | Glory Sun Securities Limited | Rep | Dealing in securities | 2017-09-22 | 2021-07-20 |
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