Lau, Wai Hung (SFC:ANX950) 劉偉洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2018-01-17 | 2021-02-28 | RO | Dealing in futures contracts | 2018-10-02 | 2021-02-28 | RO | Advising on securities | 2020-04-15 | 2021-02-28 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-27 | 2017-01-01 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-04 | 2017-01-01 | Rep | Advising on securities | 2016-05-18 | 2017-01-01 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-11-30 | 2007-06-21 |
| 5 | Qogir (Hong Kong) Limited | RO | Advising on securities | 2021-06-11 | 2023-03-31 | RO | Asset management | 2021-06-11 | 2023-03-31 | RO | Dealing in securities | 2021-06-11 | 2023-03-31 |
| 6 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-01-18 | 2017-03-20 | Rep | Dealing in securities | 2017-01-18 | 2017-10-18 | Rep | Advising on securities | 2017-01-18 | 2017-11-10 | RO | Dealing in futures contracts | 2017-03-20 | 2017-11-10 | RO | Dealing in securities | 2017-10-18 | 2017-11-10 |
| 7 | TradeGo Markets Limited | Rep | Automated trading services | 2023-04-27 | 2023-06-02 | Rep | Dealing in securities | 2023-04-27 | 2023-06-02 | RO | Automated trading services | 2023-06-02 | RO | Dealing in securities | 2023-06-02 |
| 8 | Wonderland International Asset Management Limited | Rep | Asset management | 2019-01-10 | 2021-02-28 |
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