Lin, Xiaotian 林曉鈿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-18 | 2014-05-10 |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-08-08 | 2020-09-16 | Rep | Asset management | 2017-08-08 | 2020-09-16 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-05-26 | 2020-09-16 | Rep | Dealing in securities | 2014-05-26 | 2020-09-16 | Rep | Advising on futures contracts | 2014-11-20 | 2020-09-16 | Rep | Dealing in futures contracts | 2014-11-20 | 2020-09-16 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-10-19 | Rep | Advising on securities | 2020-11-27 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-10-19 |
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