Wong, Wai (SFC:APL830) 黃偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2016-08-10 | 2016-10-21 | Rep | Dealing in securities | 2016-08-10 | 2016-10-21 |
2 | Belter Risen Asset Management Limited | RO | Advising on securities | 2024-08-30 | RO | Asset management | 2024-08-30 |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-24 | 2014-09-25 | Rep | Advising on securities | 2013-10-23 | 2014-09-25 |
4 | D.J. SECURITIES LIMITED | Rep | Advising on securities | 2016-10-24 | 2016-10-26 | Rep | Dealing in securities | 2016-10-24 | 2016-10-26 | RO | Advising on securities | 2016-10-26 | 2018-10-31 | RO | Dealing in securities | 2016-10-26 | 2018-10-31 |
5 | Eastar Investment Management Limited | RO | Advising on securities | 2022-03-30 | 2022-11-02 | RO | Asset management | 2022-03-30 | 2022-11-02 | RO | Dealing in securities | 2022-03-30 | 2022-11-02 |
6 | HF Securities and Futures Limited | RO | Dealing in securities | 2021-05-18 | 2021-05-31 |
7 | Long Asia Asset Management (HK) Limited | Rep | Advising on securities | 2022-11-03 | 2022-12-09 | Rep | Asset management | 2022-11-03 | 2022-12-09 | RO | Advising on securities | 2022-12-09 | 2023-09-07 | RO | Asset management | 2022-12-09 | 2023-09-07 |
8 | Thunder Stone Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-11-01 | 2018-11-14 | RO | Dealing in securities | 2018-11-14 | 2019-08-16 |
9 | Z Capital Global Limited | RO | Advising on securities | 2023-09-26 | 2024-06-17 | RO | Asset management | 2023-09-26 | 2024-06-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy