Wong, Wai (SFC:APL830) 黃偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2016-08-10 | 2016-10-21 | Rep | Dealing in securities | 2016-08-10 | 2016-10-21 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-24 | 2014-09-25 | Rep | Advising on securities | 2013-10-23 | 2014-09-25 |
| 3 | D.J. SECURITIES LIMITED | Rep | Advising on securities | 2016-10-24 | 2016-10-26 | Rep | Dealing in securities | 2016-10-24 | 2016-10-26 | RO | Advising on securities | 2016-10-26 | 2018-10-31 | RO | Dealing in securities | 2016-10-26 | 2018-10-31 |
| 4 | Eastar Investment Management Limited | RO | Advising on securities | 2022-03-30 | 2022-11-02 | RO | Asset management | 2022-03-30 | 2022-11-02 | RO | Dealing in securities | 2022-03-30 | 2022-11-02 |
| 5 | HF Securities and Futures Limited | RO | Dealing in securities | 2021-05-18 | 2021-05-31 |
| 6 | Long Asia Asset Management (HK) Limited | Rep | Advising on securities | 2022-11-03 | 2022-12-09 | Rep | Asset management | 2022-11-03 | 2022-12-09 | RO | Advising on securities | 2022-12-09 | 2023-09-07 | RO | Asset management | 2022-12-09 | 2023-09-07 |
| 7 | Thunder Stone Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-11-01 | 2018-11-14 | RO | Dealing in securities | 2018-11-14 | 2019-08-16 |
| 8 | Z Capital Global Limited | RO | Advising on securities | 2023-09-26 | RO | Asset management | 2023-09-26 |
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