Yeung, Chak Nam 楊澤南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-10-07 | 2016-05-18 | Rep | Dealing in futures contracts | 2021-05-26 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-09 | 2016-05-18 | Rep | Advising on securities | 2021-04-23 | Rep | Asset management | 2021-04-23 | RO | Dealing in securities | 2021-05-27 |
| 3 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in securities | 2016-05-31 | 2016-06-14 | Rep | Dealing in futures contracts | 2016-05-31 | 2018-05-05 | RO | Dealing in securities | 2016-06-14 | 2018-05-05 |
| 4 | GAYANG SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-18 | 2018-06-21 | RO | Dealing in securities | 2018-06-21 | 2018-08-17 |
| 5 | Superactive Financial Group Company Limited | Rep | Advising on futures contracts | 2018-09-20 | 2018-11-30 | Rep | Advising on securities | 2018-09-20 | 2018-11-30 | Rep | Dealing in securities | 2018-09-20 | 2018-11-30 | RO | Dealing in securities | 2018-11-30 | 2020-08-25 | RO | Advising on futures contracts | 2018-11-30 | 2021-02-28 | RO | Advising on securities | 2018-11-30 | 2021-02-28 | Rep | Asset management | 2020-01-09 | 2021-02-28 |
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