Chen, Raymond Lei 陳雷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Integrity Investment Limited | Rep | Advising on securities | 2009-09-04 | 2010-05-13 | Rep | Asset management | 2009-09-04 | 2010-05-13 | Rep | Dealing in securities | 2009-10-21 | 2010-05-13 | RO | Advising on securities | 2010-05-13 | 2012-11-16 | RO | Asset management | 2010-05-13 | 2012-11-16 | RO | Dealing in securities | 2010-05-13 | 2012-11-16 |
| 2 | China International Capital Corporation (International) Limited | Rep | Asset management | 2003-10-27 | 2004-08-31 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-09-08 | 2006-03-10 | Rep | Dealing in securities | 2004-09-08 | 2006-03-10 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2009-06-25 | 2009-07-31 |
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