Lee, Derek Ho Yin 李浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Integrity Investment Limited | Rep | Advising on securities | 2011-07-11 | 2013-01-10 | Rep | Asset management | 2011-07-11 | 2013-01-10 | Rep | Dealing in securities | 2011-07-11 | 2013-01-10 | RO | Advising on securities | 2013-01-10 | 2013-11-11 | RO | Asset management | 2013-01-10 | 2013-11-11 | RO | Dealing in securities | 2013-01-10 | 2013-11-11 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-03-12 | 2011-03-25 | Rep | Dealing in securities | 2007-03-12 | 2011-03-25 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2013-11-28 | 2014-06-20 | Rep | Asset management | 2013-11-28 | 2014-06-20 | Rep | Dealing in securities | 2013-11-28 | 2014-06-20 | RO | Advising on securities | 2014-06-20 | 2016-06-07 | RO | Asset management | 2014-06-20 | 2016-06-07 | RO | Dealing in securities | 2014-06-20 | 2016-06-07 | Rep | Advising on securities | 2016-06-07 | 2018-01-01 | Rep | Asset management | 2016-06-07 | 2018-01-01 | Rep | Dealing in securities | 2016-06-07 | 2018-01-01 |
| 4 | Pollock Asset Management Limited | RO | Advising on securities | 2019-09-06 | RO | Asset management | 2019-09-06 | RO | Dealing in securities | 2019-09-06 | Rep | Advising on securities | 2019-09-06 | 2019-09-06 | Rep | Asset management | 2019-09-06 | 2019-09-06 | Rep | Dealing in securities | 2019-09-06 | 2019-09-06 |
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