Lee, Derek Ho Yin 李浩然

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Integrity Investment Limited Rep Advising on securities 2011-07-11 2013-01-10
China Integrity Investment Limited RO 2013-01-10 2013-11-11
OnePlatform Asset Management Limited Rep 2013-11-28 2014-06-20
OnePlatform Asset Management Limited RO 2014-06-20 2016-06-07
OnePlatform Asset Management Limited Rep 2016-06-07 2018-01-01
Pollock Asset Management Limited Rep 2019-09-06 2019-09-06
Pollock Asset Management Limited RO 2019-09-06
2 China Integrity Investment Limited Rep Asset management 2011-07-11 2013-01-10
China Integrity Investment Limited RO 2013-01-10 2013-11-11
OnePlatform Asset Management Limited Rep 2013-11-28 2014-06-20
OnePlatform Asset Management Limited RO 2014-06-20 2016-06-07
OnePlatform Asset Management Limited Rep 2016-06-07 2018-01-01
Pollock Asset Management Limited Rep 2019-09-06 2019-09-06
Pollock Asset Management Limited RO 2019-09-06
3 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2007-03-12 2011-03-25
4 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2007-03-12 2011-03-25
China Integrity Investment Limited Rep 2011-07-11 2013-01-10
China Integrity Investment Limited RO 2013-01-10 2013-11-11
OnePlatform Asset Management Limited Rep 2013-11-28 2014-06-20
OnePlatform Asset Management Limited RO 2014-06-20 2016-06-07
OnePlatform Asset Management Limited Rep 2016-06-07 2018-01-01
Pollock Asset Management Limited Rep 2019-09-06 2019-09-06
Pollock Asset Management Limited RO 2019-09-06

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