Kam, Wai Man (SFC:AEI210) 甘偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-12-08 | 2007-09-24 | RO | Advising on corporate finance | 2007-09-24 | 2017-02-17 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2016-03-10 | 2017-02-17 | Rep | Dealing in securities | 2016-03-10 | 2017-02-17 |
| 3 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-22 | 2017-04-19 | Rep | Dealing in securities | 2017-02-22 | 2022-02-15 | RO | Advising on corporate finance | 2017-04-19 | RO | Dealing in securities | 2022-02-15 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Advising on corporate finance | 2005-11-19 |
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