Lau, Vincent Chi Kin (SFC:AHA572) 劉子堅

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2007-04-12 2009-04-04
Rep Advising on corporate finance 2013-06-17 2013-07-29
RO Advising on corporate finance 2013-07-29 2017-09-19
2 BOCOM International (Asia) Limited Rep Advising on corporate finance 2018-04-17 2018-07-30
RO Advising on corporate finance 2018-07-30 2021-05-12
Rep Dealing in securities 2018-08-02 2021-05-12
3 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2006-06-15 2007-04-03
Rep Dealing in securities 2006-07-20 2007-04-03
4 CHINA EVERBRIGHT CAPITAL LIMITED Rep Advising on corporate finance 2009-09-25 2010-05-04
RO Advising on corporate finance 2010-05-04 2013-01-31
5 China Securities (International) Corporate Finance Company Limited RO Advising on corporate finance 2013-04-08 2013-06-16
6 China Sunrise Capital Limited Rep Advising on corporate finance 2018-01-16 2018-03-12
RO Advising on corporate finance 2018-03-12 2018-04-08
7 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2021-06-07 2021-08-18
Rep Advising on securities 2021-08-10
RO Advising on corporate finance 2021-08-18
8 CLSA LIMITED Rep Dealing in securities 2021-06-07 2021-08-18
RO Dealing in securities 2021-08-18
9 CORE PACIFIC-YAMAICHI CAPITAL LIMITED Rep Advising on corporate finance 2004-06-21 2006-03-16
10 KINGSWAY CAPITAL LIMITED Rep Advising on securities 2004-01-05
Rep Asset management 2004-01-05
Rep Advising on corporate finance 2004-06-09
11 Sino-Rich Securities & Futures Limited Rep Advising on corporate finance 2009-08-05 2009-08-31

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