Chau, Amy Lok Yuen 周樂宛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-05-26 | 2010-05-15 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-07 | 2016-09-01 | Rep | Advising on securities | 2011-02-07 | 2016-09-01 | Rep | Dealing in securities | 2011-02-07 | 2016-09-01 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2011-02-07 | 2016-09-01 | Rep | Advising on securities | 2011-02-07 | 2016-09-01 | Rep | Dealing in securities | 2011-02-07 | 2016-09-01 |
| 4 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2009-09-14 | 2010-09-16 | Rep | Dealing in securities | 2010-06-30 | 2010-09-16 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2008-01-04 | 2010-09-16 | Rep | Dealing in securities | 2009-05-26 | 2010-09-16 |
| 6 | INNOVAX SECURITIES LIMITED | RO | Advising on securities | 2017-04-19 | RO | Dealing in securities | 2017-04-19 |
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