Fan, Shengyan 樊盛妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-11-27 | 2011-10-01 | Rep | Dealing in securities | 2009-11-27 | 2011-10-01 |
| 2 | China Everbright Global Investment Advisors Company Limited | RO | Advising on corporate finance | 2012-08-09 | RO | Advising on securities | 2012-08-09 | RO | Dealing in securities | 2012-08-09 |
| 3 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Dealing in securities | 2003-09-26 | Rep | Advising on corporate finance | 2004-08-19 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-10-10 | 2009-09-28 | Rep | Dealing in securities | 2006-10-10 | 2009-09-28 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-10-10 | 2009-09-28 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-10-29 | 2006-09-28 | Rep | Dealing in securities | 2005-05-18 | 2006-09-28 |
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