Tse, Wai Yik 謝慧憶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-05-14 | 2013-06-24 | RO | Advising on corporate finance | 2013-06-24 | 2014-11-18 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-11-27 | 2015-01-21 | RO | Advising on corporate finance | 2015-01-21 | 2016-09-29 |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-10 | 2010-01-01 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2007-10-10 | 2010-01-01 |
| 5 | RED SUN CAPITAL LIMITED | RO | Advising on corporate finance | 2017-01-06 | 2017-06-21 |
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