Wong, Chor Ming 黃礎銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2020-12-28 | 2021-01-29 | RO | Advising on corporate finance | 2021-01-29 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-13 | 2013-07-27 | Rep | Advising on corporate finance | 2014-07-14 | 2017-04-19 | Rep | Advising on securities | 2014-07-14 | 2017-04-19 | Rep | Dealing in securities | 2014-07-14 | 2017-04-19 |
| 3 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-04-20 | 2017-07-14 | Rep | Dealing in securities | 2017-04-20 | 2020-11-30 | RO | Advising on corporate finance | 2017-07-14 | 2020-11-30 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-07-31 | 2014-06-27 | Rep | Advising on securities | 2013-07-31 | 2014-06-27 | Rep | Dealing in securities | 2013-07-31 | 2014-06-27 |
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