Wu, Kiu Sing 胡翹星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-25 | 2016-10-23 | Rep | Advising on securities | 2011-02-25 | 2016-10-23 | Rep | Dealing in securities | 2011-02-25 | 2016-10-23 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2011-02-25 | 2016-04-27 | Rep | Dealing in securities | 2011-02-25 | 2016-04-27 | RO | Advising on securities | 2016-04-27 | 2016-10-23 | RO | Dealing in securities | 2016-04-27 | 2016-10-23 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-05-04 | 2020-06-10 | Rep | Advising on securities | 2020-05-04 | 2020-06-10 | Rep | Dealing in securities | 2020-05-04 | 2020-06-10 | RO | Advising on corporate finance | 2020-06-10 | 2023-09-22 | RO | Advising on securities | 2020-06-10 | 2023-09-22 | RO | Dealing in securities | 2020-06-10 | 2023-09-22 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-07-25 | 2011-01-06 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-11-09 | 2017-01-06 | Rep | Dealing in securities | 2016-11-09 | 2017-01-06 | Rep | Advising on corporate finance | 2016-11-09 | 2020-02-29 | RO | Advising on securities | 2017-01-06 | 2020-02-29 | RO | Dealing in securities | 2017-01-06 | 2020-02-29 |
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