Huang, Yao (SFC:AXX667) 黃垚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2012-02-28 | 2020-03-31 | Rep | Asset management | 2012-02-28 | 2020-03-31 | Rep | Dealing in securities | 2018-03-20 | 2020-03-31 |
| 2 | Everbright Capital Management Limited | Rep | Advising on securities | 2011-08-19 | 2012-07-13 | Rep | Asset management | 2011-08-19 | 2012-07-13 |
| 3 | HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2020-07-13 | 2021-02-03 | Rep | Asset management | 2020-07-13 | 2021-02-03 | Rep | Dealing in securities | 2020-07-23 | 2021-02-03 | RO | Advising on securities | 2021-02-03 | 2023-09-22 | RO | Asset management | 2021-02-03 | 2023-09-22 | RO | Dealing in securities | 2021-02-03 | 2023-09-22 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2023-12-08 | |
| 5 | SPDB International Investment Management Limited | Rep | Advising on securities | 2020-05-04 | 2020-06-19 | Rep | Asset management | 2020-05-04 | 2020-06-19 |
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