Chan, Chi Ip 陳志業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2010-12-22 | RO | Dealing in futures contracts | 2010-12-22 | 2017-09-08 | Rep | Leveraged foreign exchange trading | 2013-02-01 | 2017-09-08 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in securities | 2010-12-22 | RO | Dealing in securities | 2010-12-22 | 2017-09-08 |
| 3 | HUA YU INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-02-19 | 2019-03-01 | Rep | Asset management | 2019-02-19 | 2019-03-01 | RO | Advising on securities | 2019-03-01 | 2019-11-05 | RO | Asset management | 2019-03-01 | 2019-11-05 |
| 4 | P.B. Global Asset Management Limited | Rep | Advising on securities | 2020-01-07 | 2020-03-10 | Rep | Asset management | 2020-01-07 | 2020-03-10 | RO | Advising on securities | 2020-03-10 | 2022-07-05 | RO | Asset management | 2020-03-10 | 2022-07-05 | RO | Advising on securities | 2023-02-15 | RO | Asset management | 2023-02-15 |
| 5 | SP Securities Limited | Rep | Dealing in securities | 2017-10-16 | 2017-11-27 | Rep | Advising on securities | 2017-11-20 | 2018-02-13 | RO | Dealing in securities | 2017-11-27 | 2019-01-31 | RO | Advising on securities | 2018-02-13 | 2019-01-31 | RO | Asset management | 2018-02-13 | 2019-01-31 |
| 6 | Theia Securities Limited | RO | Advising on securities | 2022-07-08 | 2023-02-14 | RO | Asset management | 2022-07-08 | 2023-02-14 | RO | Dealing in securities | 2022-07-08 | 2023-02-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy