Chan, Kam Hop 陳錦合

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RO Advising on futures contracts 2014-06-01
RO Asset management 2014-06-01
RO Dealing in futures contracts 2014-06-01
RO Leveraged foreign exchange trading 2003-11-05 2014-06-01
2 CHINA EVERBRIGHT FOREX LIMITED RO Leveraged foreign exchange trading 2004-03-19
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RO Automated trading services 2003-09-02
RO Advising on corporate finance 2014-06-01
RO Advising on securities 2014-06-01
RO Asset management 2014-06-01
RO Dealing in securities 2014-06-01
4 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED RO Advising on securities 2012-06-22 2014-06-01
RO Asset management 2012-06-22 2014-06-01
RO Dealing in securities 2012-06-22 2014-06-01
5 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED RO Advising on securities 2005-01-18 2007-02-12
RO Asset management 2005-01-18 2007-02-12
6 Everbright-Efund Fund Management Limited RO Advising on securities 2006-11-06 2009-05-14
RO Asset management 2006-11-06 2009-05-14

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