So, Hin Pong 蘇顯邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Asset management | 2017-03-12 | RO | Advising on futures contracts | 2003-08-08 | 2017-03-12 | RO | Dealing in futures contracts | 2003-08-08 | 2017-03-12 | RO | Leveraged foreign exchange trading | 2003-10-31 | 2017-03-12 |
| 2 | CHINA EVERBRIGHT FOREX LIMITED | RO | Leveraged foreign exchange trading | 2004-03-19 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2017-03-12 | RO | Advising on securities | 2017-03-12 | RO | Asset management | 2017-03-12 | RO | Dealing in securities | 2017-03-12 |
| 4 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-06-22 | 2017-03-12 | RO | Asset management | 2012-06-22 | 2017-03-12 | RO | Dealing in securities | 2012-06-22 | 2017-03-12 |
| 5 | Everbright-Efund Fund Management Limited | RO | Advising on securities | 2006-11-06 | 2009-05-14 | RO | Asset management | 2006-11-06 | 2009-05-14 |
| 6 | INNOVAX ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-04-13 | |
| 7 | INNOVAX FUTURES LIMITED | RO | Dealing in futures contracts | 2019-06-28 | |
| 8 | INNOVAX SECURITIES LIMITED | RO | Advising on securities | 2017-04-19 | RO | Dealing in securities | 2017-04-19 |
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