Cheng, Raymond Kai Man 鄭啟民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-11-06 | 2014-08-11 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2012-04-03 | RO | Leveraged foreign exchange trading | 2012-04-03 | 2017-10-17 | RO | Dealing in futures contracts | 2014-08-11 | 2017-10-17 | RO | Advising on futures contracts | 2017-04-25 | 2017-10-17 |
| 2 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-18 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-25 | Rep | Advising on securities | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in securities | 2017-05-24 | RO | Dealing in securities | 2017-05-24 | 2017-10-17 |
| 4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-10-26 | 2018-01-23 | Rep | Dealing in securities | 2017-10-26 | 2018-01-23 | RO | Dealing in futures contracts | 2018-01-23 | RO | Dealing in securities | 2018-01-23 |
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