Lam, Chiu Leung 林朝亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-14 | Rep | Asset management | 2003-04-14 | Rep | Dealing in futures contracts | 2003-04-14 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-14 | Rep | Advising on securities | 2003-04-14 | Rep | Asset management | 2003-04-14 | Rep | Dealing in securities | 2003-04-14 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-10-03 | |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-06-17 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2007-09-25 |
| 5 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-17 | 2004-03-18 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-06-17 | |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-10-03 |
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