Lam, Edward Wai Hong 林偉康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Dealing in futures contracts | 2014-08-22 | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2014-08-22 | RO | Dealing in futures contracts | 2014-08-22 | 2017-11-24 | RO | Leveraged foreign exchange trading | 2014-08-22 | 2017-11-24 | RO | Advising on futures contracts | 2017-09-27 | 2017-11-24 |
| 2 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-18 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-11 | Rep | Advising on securities | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Automated trading services | 2003-06-11 | Rep | Dealing in securities | 2011-11-28 | RO | Dealing in securities | 2011-11-28 | 2017-11-24 | Rep | Asset management | 2012-01-20 | 2017-09-27 | RO | Asset management | 2017-09-27 | 2017-11-24 |
| 4 | INNOVAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-12-14 | |
| 5 | INNOVAX FUTURES LIMITED | RO | Dealing in futures contracts | 2019-06-28 | |
| 6 | INNOVAX SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-14 | 2018-03-29 | Rep | Advising on securities | 2018-03-29 | RO | Dealing in securities | 2018-03-29 |
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