Lau, Tin Chu 劉天柱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-11-22 | 2012-03-01 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-11-22 | 2012-03-01 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-05-04 | 2007-11-08 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-05-04 | 2007-11-08 |
| 5 | D.J. SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Advising on securities | 2003-12-17 | Rep | Asset management | 2003-12-17 | Rep | Dealing in securities | 2003-12-17 |
| 6 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2004-02-23 | 2005-04-29 | Rep | Dealing in futures contracts | 2004-04-21 | 2005-04-29 |
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