Lau, Yan Kit 劉恩傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2017-09-15 2017-10-17
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2017-09-15 2017-10-17
3 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2011-06-03 2017-10-17
Rep Leveraged foreign exchange trading 2013-02-01 2017-10-17
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2011-06-03 2017-10-17
5 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2017-09-15 2017-10-17
6 Funderstone Futures Limited Rep Dealing in futures contracts 2008-08-18 2011-05-22
RO Dealing in futures contracts 2021-11-30
RO Advising on futures contracts 2022-11-18
7 Funderstone Securities Limited Rep Dealing in securities 2008-08-18 2011-05-22
Rep Dealing in securities 2021-10-20 2021-11-30
Rep Asset management 2021-11-30
RO Dealing in securities 2021-11-30
RO Advising on securities 2022-11-18
8 HS Securities Limited RO Dealing in securities 2020-12-04 2021-10-02
9 Magpie Securities Limited (HK) RO Dealing in futures contracts 2019-06-21 2020-04-15
RO Dealing in securities 2019-08-30 2020-04-15
Rep Advising on securities 2019-11-05 2020-04-15
Rep Asset management 2019-11-05 2020-04-15
10 SP Securities Limited Rep Dealing in securities 2017-11-01 2018-02-08
Rep Advising on securities 2017-12-11 2019-03-27
RO Dealing in securities 2018-02-08 2019-03-27
Rep Asset management 2018-11-01 2019-03-27

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