Lau, Yan Kit 劉恩傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | RO | Dealing in futures contracts | 2021-11-30 | |
| 2 | Funderstone Securities Limited | Rep | Asset management | 2021-11-30 | |
| 3 | Funderstone Securities Limited | RO | Dealing in securities | 2021-11-30 | |
| 4 | Funderstone Futures Limited | RO | Advising on futures contracts | 2022-11-18 | |
| 5 | Funderstone Securities Limited | RO | Advising on securities | 2022-11-18 | |
| 6 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2008-08-18 | 2011-05-22 |
| 7 | Funderstone Securities Limited | Rep | Dealing in securities | 2008-08-18 | 2011-05-22 |
| 8 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-06-03 | 2017-10-17 |
| 9 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-06-03 | 2017-10-17 |
| 10 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-01 | 2017-10-17 |
| 11 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-09-15 | 2017-10-17 |
| 12 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-09-15 | 2017-10-17 |
| 13 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-15 | 2017-10-17 |
| 14 | SP Securities Limited | Rep | Dealing in securities | 2017-11-01 | 2018-02-08 |
| 15 | SP Securities Limited | Rep | Advising on securities | 2017-12-11 | 2019-03-27 |
| 16 | SP Securities Limited | RO | Dealing in securities | 2018-02-08 | 2019-03-27 |
| 17 | SP Securities Limited | Rep | Asset management | 2018-11-01 | 2019-03-27 |
| 18 | Magpie Securities Limited (HK) | RO | Dealing in futures contracts | 2019-06-21 | 2020-04-15 |
| 19 | Magpie Securities Limited (HK) | RO | Dealing in securities | 2019-08-30 | 2020-04-15 |
| 20 | Magpie Securities Limited (HK) | Rep | Advising on securities | 2019-11-05 | 2020-04-15 |
| 21 | Magpie Securities Limited (HK) | Rep | Asset management | 2019-11-05 | 2020-04-15 |
| 22 | HS Securities Limited | RO | Dealing in securities | 2020-12-04 | 2021-10-02 |
| 23 | Funderstone Securities Limited | Rep | Dealing in securities | 2021-10-20 | 2021-11-30 |
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