Li, Hiu Tung 李曉東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | RO | Dealing in futures contracts | 2018-10-30 | 2020-04-30 | RO | Dealing in securities | 2018-10-30 | 2020-04-30 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-10-03 | 2012-10-04 | Rep | Leveraged foreign exchange trading | 2006-10-03 | 2012-10-04 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-11-09 | 2012-10-04 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-21 | 2006-09-15 |
| 5 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-06-22 | 2006-09-15 |
| 6 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-11-08 | 2017-01-27 | RO | Dealing in futures contracts | 2017-01-27 | 2018-06-02 |
| 7 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2016-11-08 | 2017-01-27 | RO | Dealing in securities | 2017-01-27 | 2018-06-02 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-10-18 | 2016-10-27 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-10-18 | 2016-10-27 |
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