Li, Wai Ming (SFC:AJE758) 李偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-12-11 | 2005-07-14 | Rep | Dealing in futures contracts | 2017-10-11 | 2017-11-17 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-12-11 | 2004-07-31 | Rep | Leveraged foreign exchange trading | 2005-02-21 | 2005-07-14 | Rep | Leveraged foreign exchange trading | 2017-10-11 | 2017-11-17 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-07-26 | 2017-11-17 | Rep | Leveraged foreign exchange trading | 2005-07-26 | 2017-11-17 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-07-26 | 2017-11-17 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-12-11 | 2005-07-14 | Rep | Dealing in securities | 2017-10-11 | 2017-11-17 |
| 6 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-12-13 | Rep | Dealing in securities | 2017-12-13 |
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