Lo, Fanny Ngar Yee 盧雅儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atlantic Asset Management Limited | Rep | Advising on securities | 2017-11-30 | 2018-06-27 | Rep | Asset management | 2017-11-30 | 2019-06-30 | RO | Advising on securities | 2018-06-27 | 2019-06-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2021-06-07 | |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2021-12-10 | |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2017-08-10 | Rep | Leveraged foreign exchange trading | 2012-11-20 | 2017-08-10 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Automated trading services | 2003-06-03 | Rep | Dealing in securities | 2017-08-10 | Rep | Dealing in securities | 2021-05-24 |
| 6 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2021-05-24 | |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2021-05-24 | Rep | Dealing in securities | 2021-05-24 |
| 8 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2017-11-30 | 2019-06-30 | Rep | Dealing in securities | 2017-11-30 | 2019-06-30 |
| 9 | OnePlatform Securities Limited | Rep | Advising on securities | 2019-08-08 | 2021-04-23 | Rep | Dealing in securities | 2019-08-08 | 2021-04-23 |
| 10 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-31 | 2017-11-03 | Rep | Dealing in securities | 2017-08-31 | 2017-11-03 |
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