Luk, Ka Wai (SFC:APL793) 陸嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2021-07-23 | 2021-09-16 | RO | Dealing in securities | 2021-09-16 | 2021-09-26 |
2 | JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2018-03-09 | 2021-07-02 |
3 | Honghu Best Global Family Office Limited | Rep | Dealing in securities | 2022-02-28 | 2022-03-16 | RO | Advising on securities | 2022-03-16 | RO | Dealing in securities | 2022-03-16 | Rep | Asset management | 2022-03-16 | 2023-12-05 | RO | Asset management | 2023-12-05 |
4 | Funderstone Securities Limited | Rep | Dealing in securities | 2007-09-14 | 2010-12-28 |
5 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2008-02-06 | 2010-12-28 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-15 | 2018-02-06 |
7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-01-04 | 2017-11-20 | RO | Dealing in securities | 2017-11-20 | 2018-02-06 |
8 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-01-04 | 2018-02-06 | Rep | Leveraged foreign exchange trading | 2013-11-22 | 2018-02-06 |
9 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-09-15 | 2018-02-06 |
10 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-09-15 | 2018-02-06 |
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