Lun, Carrie 倫緦潣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2018-11-14 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2018-11-14 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-27 | 2018-11-14 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-30 | 2018-11-14 |
| 5 | Imagi Brokerage Limited | Rep | Advising on futures contracts | 2020-07-16 | 2020-09-03 | Rep | Advising on securities | 2020-07-16 | 2020-09-03 | Rep | Dealing in futures contracts | 2020-07-16 | 2020-09-03 | Rep | Dealing in securities | 2020-07-16 | 2020-09-03 | RO | Advising on futures contracts | 2020-09-03 | 2021-05-01 | RO | Advising on securities | 2020-09-03 | 2021-05-01 | RO | Dealing in futures contracts | 2020-09-03 | 2021-05-01 | RO | Dealing in securities | 2020-09-03 | 2021-05-01 |
| 6 | Oshidori Securities Limited | Rep | Dealing in securities | 2018-11-30 | 2019-05-07 | Rep | Advising on securities | 2018-12-06 | 2019-08-16 | RO | Dealing in securities | 2019-05-07 | 2020-06-22 | Rep | Dealing in futures contracts | 2019-08-15 | 2020-06-22 | RO | Advising on securities | 2019-08-16 | 2020-06-22 |
| 7 | ROOFER SECURITIES LIMITED | RO | Advising on securities | 2024-04-03 | RO | Dealing in securities | 2024-04-03 |
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