Mak, Johnny Kin Wah 麥建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-11-20 | |
3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | Rep | Advising on futures contracts | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Leveraged foreign exchange trading | 2004-01-02 |
4 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-13 | 2004-03-18 |
5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Automated trading services | 2003-05-12 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-20 |
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