Mok, Kwok Kwong (SFC:ABZ459) 莫國光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-19 | 2017-08-07 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-12-19 | 2017-08-07 |
| 3 | ELSTONE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-12 | Rep | Advising on securities | 2004-03-12 | Rep | Asset management | 2004-03-12 | Rep | Dealing in securities | 2006-12-13 |
| 4 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-07 | 2019-03-26 | RO | Dealing in futures contracts | 2019-03-26 |
| 5 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2018-12-07 | 2019-03-26 | RO | Dealing in securities | 2019-03-26 |
| 6 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-18 | 2017-11-09 | Rep | Dealing in securities | 2017-08-18 | 2017-11-09 | RO | Dealing in futures contracts | 2017-11-09 | 2018-11-21 | RO | Dealing in securities | 2017-11-09 | 2018-11-21 |
| 7 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-03-12 | Rep | Asset management | 2004-03-12 | Rep | Dealing in futures contracts | 2006-12-13 |
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