Wan, Tom 尹棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2018-12-21 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-06-02 | 2018-12-21 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2004-03-11 | 2004-09-21 | Rep | Dealing in securities | 2004-03-11 | 2018-12-21 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-12-14 | 2018-12-21 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2019-03-11 | 2019-10-31 |
| 6 | Open Asset Management Limited | RO | Advising on securities | 2003-10-28 | 2004-02-28 |
| 7 | Open Securities Limited | RO | Dealing in securities | 2004-02-28 |
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